03. Asset management, collective investment and private equity
Management companies and vehicles
incorporation, authorisation, modification and reorganisation of management companies, funds and investment vehicles.
Structuring of investments
harmonised collective investment undertakings (UCITS), alternative investment undertakings and vehicles, private equity and venture capital.
Organisation and operation
governance, internal policies, delegation of functions, regulatory compliance and relations with depositaries and service providers.
Transactions involving management companies and vehicles
acquisitions, changes of control and reorganisations of management companies, funds and investment vehicles, with their regulatory implications.
Investment and distribution
investment and divestment transactions, marketing of vehicles and cross-border distribution.
Relationships and economic terms
relations with investors, distributors and depositaries; fees, related-party transactions and conflicts of interest.